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INSTITUTE要求的CFA相關的工作經驗列舉

2013-09-04 14:33     來源:中國會計網      作者:編輯部

How much work experience do I need?

  Four years (48 months) of acceptable professional work experience are required for regular membership. This experience may be accrued while you're in the CFA Program, after you've passed all three exam levels, or from previous positions. Just remember that you must be a regular member to be eligible for the CFA charter. 

  What's acceptable work experience?

  You are required to spend at least 50 percent of your time in qualifying activities to accrue your required professional work experience. Summer, part-time, and internship positions do not qualify. Managing your own investments does not qualify.

  Qualifying activities include being:  

  Directly involved in the investment decision making process

  or

  Engaged in responsibilities and/or producing a work product that informs or adds value to that process

  View list of sample job titles.

  Look at some sample work experience descriptions.

  Sample Job Titles

  Titles alone can't determine your qualifications for regular membership. You must spend at least 50% of your time in the investment decision-making process.

  Many of our members hold these job titles. This listing illustrates the range of positions that can qualify for regular membership in CFA Institute, but positions with other titles can qualify as well. The details you provide about your work experience will determine your eligibility for membership.

Accountant

Actuary

Auditor

Compliance analyst/officer

Consultant

Corporate chief financial officer

Corporate finance analyst

Client service representative or relationship

manager

Derivatives analyst

Economist

Financial adviser

Financial journalist/editor

Institutional sales professional/business

development (buy and sell side)

Investment banking analyst

Investment consultant

Investment strategist

Investor relations

Mutual fund sales

Portfolio administrator

Portfolio manager

Private client investment adviser

Product/software developer

Professor/instructor

Quantitative investment or risk analyst

Real estate investment manager

Regulator

Securities trader

Securities underwriter

Security/investment analyst

Supervisor of investment firm

Valuator of closely held business

Venture capital analyst

 

  Work Experience Descriptions

  You must spend at least 50% of your time in the investment decision-making process in order for your work experience to qualify. Keep in mind that there are no "good" or "bad" job titles. Just tell us how your experience relates to the investment decision-making process and be as descriptive as possible.

JobTitle Work ExperienceDescription DescriptiveEnough?
Portfolio Manager Rebalance high-net-worth clients' portfolios by trading short-term assets and pooled funds. Analyze and evaluate client performance reports.  Yes
  Rebalance portfolios; perform reporting.  No (too brief)
Securities Underwriter Prepare financial models based on reviewed information; participate in the valuation and decision-making process; analyze fundamental and value acquisition targets for clients. Yes
  My company provides risk analysis and financial planning for customers. No (does not describe job duties
Auditor I perform financial statement audits of investment companies and in the process test the custody and pricing of the portfolios. Used Bloomberg and learned the accounting of several security types, including equities, bonds, options, and futures. Yes
  Review the internal control processes to ensure compliance with the requirements of the Sarbanes-Oxley Act and recommend process improvements. Perform non-SOX-related financial and operational audits on businesses to identify control and process weaknesses and recommend process improvements. No (does not add value to the investment decision-making process)
Quantitative Investment Analyst As a financial engineer in an asset management company, I am responsible for evaluating product development and using quantitative methods and tools to recommend asset allocations, construct portfolios, and perform derivative analysis. Yes
  My work is related to product design and quantitative analysis.  No (too brief)
Consultant I am a management consultant to the financial services industry, working with risk management functions, assisting clients in developing and refining statistically based credit risk models covering a diverse range of portfolios.  Yes
  Management consulting for the financial services industry.  No (too brief)
Actuary I perform projections, cash flow analysis, and durational analysis of individual health insurance policies. These activities have a direct bearing on the investments chosen to back the reserves for these blocks of business.  Yes
  Support annual actuarial valuation process. Benefit calculations. No (does not add value)
 

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