為了保證全球CFA考試的公正性，確保全球所有的CFA考試都能平等公平的參加考試，美國CFA協會制定并實施了一系列考試歸程及考試政策。如果CFA考生不遵守協會制定的考試規定，極有可能影響考生參加考試;如果嚴重違規，協會有權禁止CFA考生繼續參加CFA考試，并取消考試成績。

　　CFA協會聲明，CFA考生有責任了解并遵守這些規定。在考試過程中，考試中心的監管人員有權利向CFA協會報告考生出現的不當行為或違反考試規定的行為。Learn more about misconduct and rules violations(點擊了解)

　　下面內容源自美國CFA協會官方網站：

　　☞ ID Policy Change

　　The CFA Program identification policy changed, effective 1 January 2011.

　　Find out how this could impact you.

　　☞ Testing Policies

　　Ⅰ. Admission Ticket Policy

　　Before viewing your ticket, you will be prompted to read and agree to abide by the conditions, requirements, policies, and procedures for the CFA exam. It is your responsibility to print one copy of your admission ticket on clean, unused paper and bring it with you to the test center on exam day. You will not be admitted into the testing room without an admission ticket.

　　You must not write on the front or back of your admission ticket at any time before, during, or after the exam. Your ticket must display the correct exam date and test center according to our records. Your ticket will only allow you admittance to the test center listed.

　　The information on your admission ticket must match the information as it appears on your valid international travel passport. Submit an Identification Information Change Request (PDF) if necessary. If the information does not match, you will not be permitted to sit for the exam and will forfeit your registration fee. Review the existing identification policy for more information.

　　Find out more about your admission ticket (candidate login required).

　　Ⅱ. Calculator Policy

　　Only two calculator models are authorized for use during CFA Program exams:

　　Texas Instruments BA II Plus (including BA II Plus Professional)

　　Hewlett Packard 12C (including the HP 12C Platinum, 12C 25th anniversary edition, and 12C 30th anniversary edition)

　　Both authorized models are widely available through retail stores or online. Buy an approved calculator early so you can practice using it as you study.

　　Bring the approved calculator with you on exam day; calculators will not be available at the test center.

　　Find a Texas Instruments calculator distributor or purchase online.

　　Find a Hewlett Packard calculator distributor or purchase online.

　　Please note that CFA Institute does not profit from the sales of these calculators. CFA Institute does not endorse, warrant, or guarantee the calculators or any other products or services provided by these distributors.

　　CFA Institute strictly enforces all policies with regard to calculator usage during the exams and candidates are required to abide by the policies of CFA Institute.

　　Your calculator will be inspected prior to the start of the exam. Your calculator must remain on your desk in full view and proctors will continue to inspect calculators throughout the administration of the exam. Possession or use of an unauthorized calculator at the test center will result in the voiding of your exam results and may lead to the suspension or termination of your candidacy in the CFA Program. Failure by the proctors to detect an unauthorized calculator prior to the start of the exam, or your use of an unauthorized calculator at any time during the exam, does not imply that the calculator is an approved model or that your scores will ultimately be reported.

　　Calculator covers, keystroke cards, and loose batteries are permitted in the testing room; instruction manuals are not. You may keep a small screwdriver with you if necessary to replace batteries in the BA II Plus.